Compliance Assistant Position Available

Correll Co. Investment Services Corp., a small broker/dealer located in Hickory Hills, is seeking a Compliance Assistant to provide full operational support to the President/CCO and Vice-President and to handle day-to-day compliance tasks. Position requires the ability to accurately process paperwork within specific time sensitive constraints. Must be self-motivated to meet deadlines and have the ability to manage multiple deadlines while working with limited daily supervision.

RESPONSIBILITIES

Maintaining trade blotters and reports
Assisting with preparing regulatory filings
Processing client applications and distribution paperwork
Analyzing, maintaining and reconciling of accounts
Assisting with preparing various financial reports
Creating and updating spreadsheets
Maintaining files and preparing correspondence and documents for clients
Handling day-to-day firm tasks including bank account deposits and reconciliation, accounting records, payroll and insurance
Assisting with filing and maintaining all required FINRA and State registrations for the firm
Performing various tasks as assigned by President/CCO and Vice-President

REQUIREMENTS

High School Graduate
Must be comfortable working in a self-motivating environment and interfacing with Investment Professionals and Government Regulators as well as clients.
Must have the ability to manage multiple high-priority assignments simultaneously and have strategic thinking, planning and execution abilities.
Must have the ability to handle confidential information.
Must have the ability to work independently with minimum supervision.
Must be personable and have excellent verbal and written communication skills.

Company: Correll Co. Investment Services Corp.
Contact: Nicole Correll
Email: ncorrell@correllco.com
Fax: 708-876-1621